PROFESSIONAL PROFILE

Charles "Todd" Mercer Jr., CRPS® - Senior Vice President – Investments, Wealth Management Advisor

Todd brings 20 years of experience in the financial services industry as a Branch Manager and Financial Advisor to his role as a Senior-Vice President of Investments with Merrill Lynch. Prior to becoming a Financial Advisor Todd served as Commissioned Officer and Aviator in the United States Army. Todd received a BS degree from the University of Louisville. He serves on the Board of Directors of the Salvation Army Boys and Girls Club, is a member of the Rotary Club of Louisville and an active member of St. Margaret Mary. Todd lives in Eastern Louisville with his wife Derika and their three children.

Marguerite Rowland – Vice President – Financial Advisor

Marguerite has been in the financial industry for 23 years. During this time, she has worked on the institutional side of the business issuing municipal bonds and the personal side providing total wealth management strategies and investment advice. She has also worked as a portfolio manager constructing portfolios for clients. She received a BA degree from Centre College. Marguerite and her husband, Steve, live in pretty, little Pewee Valley with their three children.




Dowell K. Ryan – Vice President – Financial Advisor

Dow has been in the financial industry for 19 years. He has a focus on wealth management and investment strategy. He is a Graduate of Western Kentucky University and has a Masters in Public Administration from Murray State University. Dow is a retired Major from the United States Army and an avid golfer. He lives in Louisville and has 3 grown children.




Robyn M. Cole, CFP® -

Robyn has 15 years of experience in the investment and banking industry. Robyn completed the Certified Financial Planning program at Bellarmine University and subsequently received her CFP® designee certification in 2008, awarded by the Certified Financial Planner Board of Standards, Inc . Robyn works closely with clients to create financial strategies tailored to their unique goals and aspirations. She holds a BBA in Finance from Austin Peay State University. She is married to John and they have two dogs, Rocky and Bella Rose. She enjoys racquetball and spending time with family and friends.




Ann Heintzman East – Financial Services Associate

Having worked in the financial services industry for over 8 years, Ann has experience in financial operations, sales, compliance, and client service. Her role is to coordinate marketing and client events, assist with lending needs for clients and provide superior service. Ann is a graduate of the University of Louisville and currently resides in Crestwood, KY with her husband, Andrew. They spend much of their recreational time boating.




Wendy Thompson – Senior Registered Client Associate

Wendy has 19 years of experience in the investment industry. Her role is to provide high-level service to our clients and the team. Wendy and her husband, Mike, live in Mount Washington with their youngest daughter. She enjoys spending time with her family and the outdoors.